Comply Now has an extensive track record of providing class-leading governance in finance, fintech and crypto during numerous credit and economic cycles.
Here’s just a small sample of the successes we have enabled for our clients.
Gave expert opinions in international litigation and arbitration cases in Switzerland, England, and the US about cross-border procedural, contract and commercial law in various industries including re-insurance, pharmaceutical, chemical, food processing, banking, and consumer goods.
Benchmarked IT service delivery including ITIL that involved the BIS, Swiss National Bank (SNB), Banco de Espana, and Nederlandsche Bank resulting in actionable insights that enhanced operational efficiency.
Advised a listed technology firm considering entering the EU, Switzerland and the UK with its current product on how to position its product for other C-Suite executives and decision makers.
Devised a solid regulatory strategy and drafted the business plan for offering digital assets in Corporate Finance, Wealth Management, Asset Management and Exchange and Payments for some of the original bitcoin and bitcoin cash crew in Switzerland, UK and the EU.
Created a strategic roadmap to transform governance, risk, and compliance units—leveraging digitalization, AI, DLT, and automation—for a listed financial institution that wanted to reach its moonshot goal of 50 million customers.
Built a best-in-class compliance organisation benchmarked among 23 peers and successfully defended a listed financial institution that was forced to disclose compliance from FINMA, Swiss National Bank, European Central Bank, IOSCO, Financial Stability Board, Bafin, ESMA, EBA and EU – amid regulatory scrutiny.
Enhanced and built enterprise risk frameworks, systems and governance models plus options five times for various listed and privately-held companies.
Assessed tech stack, wallets and stable coins to replace payment systems for 130+ financial institutions with Ethereum blockchain, resulting in an open finance network with over 1,900 financial institutions serving 70 million unbanked individuals.
Helped a family office that bought a bank in the EU know whether it could establish a branch in Liechtenstein and Switzerland and use the EU rules of passporting.
Provided advice to DPO facing problems with sensitive data leakage across the border and breaching local privacy laws – and advised on how to handle the issue.
Delivered guidance to board members of Risk, Compliance, Treasury and Audit Committees of listed financial institutions on how to fulfil statutory commitments and responsibilities regarding all fintech projects (all- encompassing and wide ranging).
Provided full advisory and structuring for a principal of an asset management firm that was looking to set up a new entity.
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