The Founder
Cecilia is considered a thought leader in the regulatory and compliance space, recognised by Finews as one of Crypto Valley’s Top Female Talents.
Cecilia is a purpose-driven domain expert, and operator who has solved problems for publicly listed and privately held, family-owned technology companies, asset managers, family offices, foundations, fintechs, entrepreneurs, and governments. She is Swiss-American and cares about shaping the guardrails for artificial intelligence. She has over ten years experience in leading cross-functional teams in finance, technology, risk management, algorithms, data, and high-performance computing, and has managed reputational, financial, macroeconomic, credit, operational, legal, technical, and security risks at UBS, SIX, and Deutsche Börse during various crises and regulatory shifts. Cecilia has been invited to serve as an expert on the Council of Europe’s AI Committee Huderia Platform.
She has mentored cross-functional teams in obtaining digital banking licenses, transforming functions through emerging technologies, adapting to new regulations, and evaluating regtech tools for implementation. She has built key talent pipelines at UBS. She drafted the CVA Code of Conduct, which has been adopted by over 1,000 individuals and 250 corporations. She is currently supervisory Board Secretary of an AI firm, Besso, that seeks to unlock hidden savings in supply chains.
She has worked alongside World Bank to build digital infrastructure that benefited tens of millions of unbanked that fulfilled five UN SDG goals. She started her career at the US Department of State and United Nations.
Accomplishments
Cecilia began her finance career at the BIS in the Monetary and Economic Department and worked for UBS’ Investment Bank and its Wealth Management arm, Deutsche Börse, SIX Exchange, and China Construction Bank Zurich. As Chief Compliance Officer, MLRO, DPO, IT Risk and Security Officer, Credit Risk Officer, Financial Reporting, and Senior Regulatory Officer, she was responsible for strategy, driving an effective risk culture throughout the company, maintaining risk and compliance frameworks, policies, audit and overseeing risk management, and internal governance practices across multiple business units across EMEA, APAC and N.America. She served as Company Secretary for three supervisory board committees at Seba Bank: Audit, Risk, and Strategy & Technology.
She is a co-founder and former Chair of the 100 Women in Finance Zurich Education Committee and is currently a member of the Global Fintech Committee.
Awards & Learning for Life
She received a cross-divisional, team leadership award in risk at UBS and a commendation letter from the United Nations for leading a global movement in over 130 countries early in her career.
Cecilia holds an E-MBA from the University of St. Gallen, an MBA from the University of Toronto, and dual degrees from the University of California, Berkeley. She holds certifications in IAPP Artificial Intelligence Governance Professional, Software Engineering, and Advanced Compliance Management from the University of St. Gallen. Cecilia speaks English, German, Spanish, and Mandarin Chinese.