Comply Now has an extensive track record of providing class-leading governance in finance, fintech and crypto during numerous credit and economic cycles.
Here’s just a small sample of the successes we have enabled for our clients.
Gave expert opinions in international litigation and arbitration cases in Switzerland, England, and the US about cross-border procedural, contract and commercial law in various industries including re-insurance, pharmaceutical, chemical, food processing, banking, and consumer goods.
Provided a private equity firm considering sizeable investment in USD Tether with use cases of how USD Tether is applied and the market size and risks of this medium.
Advised a listed technology firm considering entering the EU, Switzerland and the UK with its current product on how to position its product for other C-Suite executives and decision makers.
Devised a solid regulatory strategy and drafted the business plan for offering digital assets in Corporate Finance, Wealth Management, Asset Management and Exchange and Payments for some of the original bitcoin and bitcoin cash crew in Switzerland, UK and the EU.
Created a roadmap to transform all the governance, risk and compliance units (digitalization, AI, DLT, automation) for a listed financial institution wanting to reach its moon-shot goal of 50 million customers.
Built a best-in-class compliance organisation benchmarked among 23 peers and successfully defended a listed financial institution that was forced to disclose compliance from FINMA, Swiss National Bank, European Central Bank, IOSCO, Financial Stability Board, Bafin, ESMA, EBA and EU – amid regulatory scrutiny surrounding FX and Libor manipulation.
Developed enterprise risk frameworks, systems and governance models plus options for various listed and privately-held companies.
Provided investment due diligence assessments for several listed public and private equity firms that had received compelling private placements opportunities from around the world. Our recommendations not only covered their costs but some yielded multiple returns on their investment.
Helped a family office that bought a bank in the EU know whether it could establish a branch in Liechtenstein and Switzerland and use the EU rules of passporting.
Provided a data protection officer for a firm crafting a new API cloud strategy that faced problems with sensitive data leakage across the border and breaching local privacy laws – and advised on how to handle the issue.
Delivered successful structuring advice to a well-reputed, 70-year-old independent asset management company for two of its flagships funds
Provided full advisory and structuring for a principal of an asset management firm that was looking to set up a new entity.
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