Here are just some of the services we provide to protect and promote your interests.
Outsourced Compliance
Outsourced Compliance for DLT start-ups
We are a diverse group of operational investment professionals experienced in managing and executing best-in-class organizations that meet licensing regulations from FINMA and self-regulatory organizations, due diligence checks and institutional investor mandates. We are experts in creating industry-wide operational best-practices that attract and retain large institutional investors looking for transparency, operational continuity and seasoned Compliance Officer, Risk Officer or Chief Operating Officer.
By integrating and synergising our years of experience supporting institutional trading desks we offer the next generation target operating models that are tailored to your needs and encompass digitalizing customer experience, tokenizing liquid and illiquid assets, introducing intelligent process automation, outsourcing via APIs and migrating to the cloud.
Whether its alternative investments or traditional long only strategies, Comply Now can act as a compliance or risk manager for asset managers and other DLT start-ups. We help investors manage growth by aligning each investment manager with the right people, systems, and support tailored to their specific needs.
Investment management
Investment due diligence
Entrusted by the world’s largest asset managers and investment banks with buy side and sell side due diligence, regulatory and compliance requirements, operational assessments, internal controls and their institutional allocators.
We understand your fiduciary duties, and have managed the risks of funds and products and provided independent unbiased opinions.
Our expertise and investment analysis and recommendations have yielded multiple returns for our institutional clients and Carlyle Group, TPG, and Google have co-invested.
Smart tools
Tailored strategic reviews of your technology stack on the cloud and interface integration of several APIs.
You can meet all regulatory compliance obligations by retaining us to evaluate various tools.
We’ve worked with some of the best and brightest minds in technology in UBS Investment Bank Global Chief IT Architect’s Office reviewing cutting-edge emerging technologies from Silicon Valley for adoption at UBS Investment Bank and Wealth Management in the Front to Back trading stack globally.
Legal opinions
Legal opinions and publications on complex issues of international private and civil procedure law, arbitration, contract and commercial law, and art law
Expert opinions in complex international litigation and arbitration cases in Switzerland, England, and the United States about cross-border procedural, contract and commercial law in various industries including re-insurance, pharmaceutical, chemical, food processing, banking, and consumer goods.
Member of legal team in court cases concerning the restitution of several high-value art works for complex court cases in Switzerland and the United States which involved works robed or confiscated by the Nazi regime during World War II and artefacts of important cultural heritage belonging to African countries.
Publications in German and English on a variety of legal matters such as private international and civil procedure law, Swiss private law, contract law, the international sales of goods, and art law (see the publication list here and here).
Expert training
Prof. Müller-Chen regularly teaches business law (contracts) as part of the Business Law for Managers and iEMBA Programme of the Executive School of the University of St. Gallen to executives, board members, consultants and entrepreneurs from all industries who have been based in Switzerland, EU and US.
We meet regulatory compliance obligations and learn from the best risk and compliance experts who have trained and educated executives, board members, entrepreneurs, managers and students globally and crypto crime investigative experts for 20 years.
We can tailor courses and certifications for upper management, divisional compliance and risk officers, business managers and regulators.
We can upskill and improve your teams performance, especially detecting, investigating and preventing financial crime, insider trader, data protection breaches, technology and more.
Practice areas
Arbitration • Bank, Insurance & Finance • Capital Markets & Listed Companies • Corporate & Commercial • Crisis Management & Internal Investigations • Employment & Migration • Litigation • Mergers & Acquisitions • Privacy & Data Protection • Technology, Media & Telecommunications • Turnaround, Reorganisation & Bankruptcy • White Collar Crime
Sectors
Consumer Goods & Retail • Pharmaceuticals • Financial Services • Healthcare & Life Sciences • Insurance • Private Equity • Start-up
Why risk less than the best?
